Thursday, February 6, 2014

Acceptable Use Policies (AUP's)




image source: Jack Zalium (Flickr)
Permitting a student to roam the internet freely is like setting them loose on the Las Vegas Strip at night with a credit card, a map, a camera, a megaphone, and a mask of anonymity.  It could be a recipe for disaster, and provoke legal issues that a school would not want to be a part of.  In addition, this lack of guidelines and boundaries could place the child in danger. For these reasons, it is critical that an educational institution instructs students how to use technology properly, supervises their use of networked equipment, and establishes and publishes an Acceptable Use Policy.
An AUP is a policy that a user must agree to follow in order to be provided with access to a network or technology peripherals.  It serves to remind students that technology exists for an educational purpose, that they are expected to use it respectfully and responsibly (as ambassadors of the school), that they are being monitored, and that consequences exist for infractions. It is important the students understand that an IT teacher is available to address and concerns, questions, or issues that arise pertaining to the policies set forth. If written well, an AUP could be used as a teaching tool. Creating a practical and effective AUP requires research and planning, customization, and school stakeholders’ involvement.
The National Education Association suggests that an effective AUP include six key elements: a preamble, definition section, policy statement, acceptable uses section, unacceptable uses section, and a violations/sanctions section (Education World).  Typically both students and parents sign the document acknowledging restrictions to the network access and releasing the school of responsibility for infractions.
The preamble is an introduction to the purpose and goals of the policy. The definition section defines key words used throughout the document for parent and student comprehension. In my opinion the AUP document should be written in such a way that the definitions of ambiguous words are included in line with any reference to them. Placing them in bulk at the beginning takes away from the flow and central message of the policy. The policy statement lists the services covered by the AUP as well as the means by which students can come to use those services at school. I believe that this section should be brief and general in scope, as it would be inefficient and perhaps impossible to list all technology services offered at the school. The acceptable and unacceptable uses sections are meant to list appropriate and inappropriate behaviors surrounding the use of the machines.  Again, it is advisable to keep these general or at least categorized so as not to overwhelm and discourage the reader.  The violations/sanctions section serves to tell students how to report violations of the policy and what the consequences would be for students’ violations of the agreement.  I would suggest adding a conclusion to the document that lists some ways in which the school tries to keep students safe (providing supervised work periods, search filters and firewalls, virus protection, prevention of downloads of executable programs, etc.)  It should also be clear about the limitations of liability (e.g. the school will not be responsible for damage or harm to persons, files, data, or hardware), as there needs to be a clear separation between students’ behavior on the network and any unnecessary and unfair legal or financial ramifications.
In my research of AUPs, this recommended structure was difficult to find in practice. One exemplar crowdsourced school social media policy from edudemic.com does not include all of those elements, but is very effective in its language and structure.  This document starts off by recognizing and offering examples of how social networking is fun and valuable, but alludes to risks and uncertainties that may spoil its use while in school.  The specific guidelines that follow are grouped under various umbrellas of civic duty and character, similar to rules/expectations you might see in any classroom (e.g. responsibility, respect, etc.).  The language of the guidelines is direct but descriptive.  It is not condescending or threatening, nor is it sugar-coated.  The matter-of-fact details give any student clarity as to proper behaviors on the internet, even going to far as to suggest options for if and when he/she makes a mistake.  It encourages everyone to be part of protecting and representing the school without force or fear.
Netiquette, plagiarism, personal safety, and cyberbullying are all worth mentioning in an Acceptable Use Policy because they directly correspond to many of the harmful or prohibited actions mentioned within the policy.  They give a name and purpose to the behaviors that the AUP is aiming to curtail.  The concrete examples of acceptable and unacceptable use listed at the end of the model AUP also correlate to those four domains and reinforce what proper technology use actually looks like.  This keeps the tone of the document supportive, positive, and constructive.
It is impossible for an AUP to cover all technologies that exist or will exist, which is something that the other example social media acceptable use policy from edudemic.com does a good job of incorporating in its “bylaws”.  Therefore, the rules put forth should be broad enough to include social media, email, hardware, school network storage, and even personally-owned devices.  Obviously some popular or standard technologies will have specific guidelines that need mentioning (such as sharing passwords to access the network, exchanging files through email, or downloading programs). However, for the most part, expectations for all device and social media use are interconnected. In a Techlearning.com article, principal Eric Sheninger points out that in his school’s documentation there are no long, drawn out policies for BYOT, cell phone use, or social media. There is one short document for parents and students to sign that shows their acceptance of responsibility for using all devices properly in all learning environments.
The AUP should act like a guide for behavior, and not a legally binding, convoluted list of fine print.  To that regard, it should use language that all constituents can understand. The language should stem from a perspective of trust and common sense.  The Gwinnett County Acceptable Use of Electronic Media for Students is an example of an AUP that is quite direct and forceful in tone, but loses its audience due to its threatening use of ALL CAPS and reminders of potential state and federal violations.  It would be difficult to use as a learning tool within any elementary classroom context. In fact, it would fill any fourth grader with fear!  On the other hand, the AUP from Pittsylvania County Schools includes a verbose and adult version labeled “School Board Policy” as well as breakdown of graphically-enhanced and publically accessible AUP “highlights” for elementary (as well as middle/high school) students.  This compromise obviously kept all stakeholders within their comfort zone of “coverage” and ensured students had a grasp of the guidelines buried in the legalese of the official document.
In the same Techlearning.com article discussed previously, we learn the importance of including parents, students, teachers, and school leaders in the discussion to create such policies.  There really is no need to bring in policymakers and lawyers when an AUP is meant to represent the voice of the users.  Each school should be allowed flexibility and customization of language and content according to the students in attendance. For example, in the North Arlington Elementary Schools’ AUP, there is a special section devoted to technology programs of special importance to the school. Teleconferencing and Study Island (an internet program) each feature an explanation and an opt-in/opt-out permission section to ensure understanding and comfort with the programs.
Another example of personalization can be found in the Montgomery School Responsible Use policy which puts forth different expectations for each sub-set of grade levels according to media and technology likely to be used.  Each document (PreK-2, 3-5, 6-8) is written in developmentally appropriate language and assumes a certain maturity level of the target audience.  This makes the document something that any child can feel comfortable reading, discussing, and obeying.  What makes this particular document effective is that it begins with a very positive preface that “Montgomery School believes that all students should have access to technology when they act in a responsible, efficient, courteous and legal manner. Internet access and other technologies available to students and teachers, offer a multitude of global resources. Our goal in providing these services is to enhance the educational development of our students.” Instead of beginning with negative vocabulary about prohibited behaviors or consequences, the introduction is assuming the best from its students.  The rest of the agreement is comprised of a series “I promise” statements that help the document read more like a friendly contract.
The Acceptable Use Policies for schools located where I currently work in Bermuda are not part of the public domain.  In fact, to find the policy for my current school I had to dig through both the student and staff handbook.  Sure enough, a list of privileges, restrictions, and consequences “covered the school’s back” and sought to keep students out of trouble, but they are not adequately discussed at school or posted as a reminder in networked areas.  The AUP, as it exists, is simply stuck in paper form in a thick booklet between “uniform code” and the school calendar, blurred from excessive photocopying.  Perhaps it’s time for a revamp.  At the very least, it’s time for a refresher with the students…before they head back on the internet “Las Vegas-style”!
image source: en.wikipedia.org
Education World.  (n.d.). Getting Started on the Internet: Developing an Acceptable Use Policy (AUP). Retrieved from: http://www.educationworld.com/a_curr/curr093.shtml
Gwinnett County. (n.d.) Acceptable Use of Electronic Media for Students (Version 050107). Retrieved from: http://www.gwinnett.k12.ga.us/BerkeleyLakeES/PDF/AUP_web.PDF.
http://www.edudemic.com/school-social-media-policy/
Nielsen, L. (2012). Looking to create a social media or BYOD policy? Look no further. Retrieved from: http://www.techlearning.com/Default.aspx?tabid=67&EntryId=4355
North Arlington Elementary Schools. (2008). Computer/Internet Acceptable Use Policy. Retrieved from: http://www.narlington.k12.nj.us/Files/AUP/Elem_AUP_08-09--compact.pdf.
Pittsylvania County Schools. (n.d.) Computer Technology Acceptable Use Policy. Retrieved from: http://www.pcs.k12.va.us/aup/index.html

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